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Vernon Charles Biggs

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-01-12
TX RA APPROVED_RES 2023-10-31
  • DC RA
    APPROVED
    Since 2024-01-12
  • TX RA
    APPROVED_RES
    Since 2023-10-31

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Washington DC 10/2012 09/2023
Northern Trust Securities Washington DC 10/2012 09/2023
Jpmorgan Chase Bank, N.A. Washington DC 09/2023 Present
J.P. Morgan Securities Llc Washington DC 09/2023 Present
  • 10/2012 → 09/2023
    Northern Trust Bank
    Washington, DC
  • 10/2012 → 09/2023
    Northern Trust Securities
    Washington, DC
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-16
S66 Uniform Combined State Law Examination 2011-10-01
  • S65 Uniform Investment Adviser Law Examination
    2023-10-16
  • S66 Uniform Combined State Law Examination
    2011-10-01
Other Names
  • Vernon Biggs
  • Vernon Charles Biggs

View on SEC IAPD

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