Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-07 |
| CA | RA | APPROVED | 2013-12-04 |
Branch Locations
1200 Westlake Ave N. Ste 1000, Seattle, WA 98109 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Laguna Beach | CA | 06/2012 | 10/2018 |
| Lpl Financial | Irvine | CA | 02/2018 | Present |
1. 12/11/2015 * One Oak Wealth Management * DBA for LPL Business (entity for LPL business) * One Oak Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2016 * 160 HRS/MO; 5 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-08 |
Reach out to this advisor