Ryan Scott Galloway

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Newtown, PA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Newtown Square, PA
• 03/2017 → Present
  Mml Investors Services, Llc
  Newtown Square, PA

Previous Registrations

• 2016-02-15 → 2017-12-31
  Newsquare Capital, Llc
  Newtown Square, PA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Newtown Square, PA
• 2010-12-10 → 2015-01-02
  New England Securities
  Newtown Square, PA

Other Businesses

(1) NAME: RYAN GALLOWAY INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQ PA 19073 NATURE: INDIVIDUAL LIFE, GROUP HEALTH POSITION: AGENT START: 07/2013 NO HRS: 16 NO HRS DUR TRADING: 16. (2) NAME: RYAN GALLOWAY INV REL: Y ADDR: PHILADELPHIA, PA NATURE: SIMPLE RESIDENTIAL RENTAL PROPERTY POSITION: OWNER START DATE: 3/15/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MAINTAIN PROPERTY AND COLLECT RENT

Exams

• S66 Uniform Combined State Law Examination
  2010-09-02

Designations

• Chartered Financial Consultant