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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-19
AL RA APPROVED 2018-05-01
  • TX RA
    APPROVED_RES
    Since 2018-08-19
  • AL RA
    APPROVED
    Since 2018-05-01

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Birmingham AL 06/2016 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 04/2018 Present
Fi Plan Partners Birmingham AL 02/2016 04/2018
Bank Of America, N.A. Birmingham AL 06/2018 Present
Previous Registrations
Other Businesses

I*1363265, Entity Type: Entity For Profit, Name of OBA: BNI, Address: Hunstville,,AL 35813, Investment Related: No, Position, Title, Association: Treasurer, Board Member, Employee State Date: 01/01/2023, No Hours: 2 Weekly, No Hours during Trading: 1 Weekly, Duties: I will meet with the chapter once a week, and then individually with members for one to one meetings once or twice a week. This is a professional networking group. Each chapter permits one profession per seat. We seek to grow our businesses thru networking. I*1205275 Entity Type: Entity Charitable Name of OBA: Shelby County Schools Education Foundation Address: Alabaster, Alabama, 35007 Investment Related: No Position, Title, Association: Board Member,Other Employee Start Date: 03/09/2023 Number of Hours: 3, Weekly Number of Hours during trading: 2, Weekly Duties: The Education Foundation raises funds to to support Shelby County Schools by way of Grant Giving, and supporting additional resources for teachers. From the website: "The Foundation is comprised of leaders, parents, and educators from throughout Shelby County. Our Board of Directors meets bi-monthly to review, plan, and implement new initiatives and best practices geared toward helping each and every one of our 32 schools. " Vice President. Assist in Fundraising, Planning Outreach and Fundraising Events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Other Names
  • Aimee Muriel Waters
  • Aimee Waters Barnes
  • Aimee Barnes

View on SEC IAPD

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