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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
NY RA APPROVED 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Retail Banking 175 Jericho Turnpike, Syosset, NY 11791 • United States

Citi Wealth Management, Sales 5801 Sunrise Highway, Holbrook, NY 11747 • United States

Rock Hill, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citigroup Syosset NY 02/2015 Present
  • 02/2015 → Present
    Citigroup
    Syosset, NY
Previous Registrations
  • 2015-01-28 → 2015-02-20
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-07-23 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-12
S63 Uniform Securities Agent State Law Examination 2009-09-11
  • S65 Uniform Investment Adviser Law Examination
    2012-07-12
  • S63 Uniform Securities Agent State Law Examination
    2009-09-11

View on SEC IAPD

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