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485 Underhill Blvd. Suite 100, Syosset, NY 11791 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-23 |
Branch Locations
200 Union Blvd Suite 200, Lakewood, CO 80228 • United States
485 Underhill Blvd. Suite 100, Syosset, NY 11791 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 08/2006 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2006 | Present |
| Legacy Edge Advisors, Llc | Lakewood | CO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-22 |
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