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Michael Dalton

Mml Investors Services, LLC

Wakefield, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-02-29
  • NH RA
    APPROVED
    Since 2024-02-29

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digital Federal Credit Union Marlborough MA 08/2016 12/2018
Lpl Financial Llc Marlborough MA 08/2016 12/2018
Financial Foundations Westborough MA 01/2019 06/2019
Commonwealth Financial Network Westborough MA 01/2019 06/2019
Digital Federal Credit Union Chelmsford MA 06/2019 02/2021
Lpl Financial Llc Chelmsford MA 06/2019 02/2021
Cuso Financial Services,Lp Fitchburg MA 03/2021 04/2021
Workers Credit Union Fitchburg MA 03/2021 04/2021
Lpl Financial, Llc Nashua NH 05/2021 06/2022
Northeast Planning Associates, Inc. Nashua NH 05/2021 06/2022
Boston Hill Advisors, Llc North Andover MA 06/2022 07/2023
Hightower Advisors, Llc North Andover MA 07/2023 02/2024
Hightower Securities, Llc North Andover MA 07/2023 02/2024
Commonwealth Financial Network Westborough MA 01/2019 06/2019
Mml Investors Services, Llc Wakefield MA 02/2024 Present
Massmutual Life Insurance Co Wakefield MA 02/2024 Present
  • 08/2016 → 12/2018
    Digital Federal Credit Union
    Marlborough, MA
  • 08/2016 → 12/2018
    Lpl Financial Llc
    Marlborough, MA
  • 01/2019 → 06/2019
    Financial Foundations
    Westborough, MA
  • 01/2019 → 06/2019
    Commonwealth Financial Network
    Westborough, MA
  • 06/2019 → 02/2021
    Digital Federal Credit Union
    Chelmsford, MA
  • 06/2019 → 02/2021
    Lpl Financial Llc
    Chelmsford, MA
  • 03/2021 → 04/2021
    Cuso Financial Services,Lp
    Fitchburg, MA
  • 03/2021 → 04/2021
    Workers Credit Union
    Fitchburg, MA
  • 05/2021 → 06/2022
    Lpl Financial, Llc
    Nashua, NH
  • 05/2021 → 06/2022
    Northeast Planning Associates, Inc.
    Nashua, NH
  • 06/2022 → 07/2023
    Boston Hill Advisors, Llc
    North Andover, MA
  • 07/2023 → 02/2024
    Hightower Advisors, Llc
    North Andover, MA
  • 07/2023 → 02/2024
    Hightower Securities, Llc
    North Andover, MA
  • 01/2019 → 06/2019
    Commonwealth Financial Network
    Westborough, MA
  • 02/2024 → Present
    Mml Investors Services, Llc
    Wakefield, MA
  • 02/2024 → Present
    Massmutual Life Insurance Co
    Wakefield, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    2013-07-25
Designations
Other Names
  • Michael Paul Dalton
  • Michael Dalton

View on SEC IAPD

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RICHARD PAUL JOYAL
DONALD ALDE JOYAL
BARBARA NAN REED
Michael Bergeron
ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
AMERIPRISE FINANCIAL SERVICES, LLC · WAKEFIELD, MA

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