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Derek Martin Lewis

Catawba River Capital

Lake Wylie, SC

CRD 5701113

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Employer firm

Catawba River Capital CRD 134217

$325M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • PRIVATE INVESTMENT MANAGEMENT SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Catawba River Capital

4100 Charlotte Hwy., Lake Wylie, SC 29710 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-05-08
TX RA APPROVED 2020-12-14
  • SC RA
    APPROVED
    Since 2024-05-08
  • TX RA
    APPROVED
    Since 2020-12-14

Branch Locations

4100 Charlotte Hwy, Lake Wylie, SC 29710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.P. Boggs & Co. Lake Wylie SC 04/2012 Present
  • 04/2012 → Present
    R.P. Boggs & Co.
    Lake Wylie, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-23
  • S66 Uniform Combined State Law Examination
    2012-01-23
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EDWARD JONES
INDEPENDENT ADVISOR ALLIANCE, LLC
MULLOOLY WEALTH PLANNING LLC

Nearby Investors

William Lee Youngblood
Garrett T Williams
KEITH A GREGORY

Nearby Offices

EDWARD JONES · LAKE WYLIE, SC
INDEPENDENT ADVISOR ALLIANCE, LLC · LAKE WYLIE, SC
MULLOOLY WEALTH PLANNING LLC · CLOVER, SC

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