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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-08 |
| CT | RA | APPROVED | 2012-10-26 |
Branch Locations
185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States
New Britain, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Hartford | CT | 05/2012 | Present |
| Bank Of America, N.A. | Hartford | CT | 01/2013 | Present |
I*4028275, Entity Type: Entity For Profit, Name of OBA: 4 My PWDs, Address: Millbury , Massachusetts, 01527, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 04/01/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: Marketing and creating videos of my dogs using the equipment from the company. This company is 30 years old and sells equipment (harnesses, bumpers, floating lines, combs, books) all specific to Portuguese Water Dogs. The sole owner is retiring due to health issues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-11 |
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