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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
282 Scott Swamp Rd, Farmington, CT 06032 • United States
310 W Main St., Avon, CT 06001 • United States
32 Main St, Farmington, CT 06032 • United States
727 Rubber Ave, Naugatuck, CT 06770 • United States
931 Torringford Street, Torrington, CT 06790 • United States
195 West St, Cromwell, CT 06416 • United States
253 Spielman Highway, Burlington, CT 06013 • United States
416 East Main St, Middletown, CT 06457 • United States
410 Reidville Drive, Waterbury, CT 06705 • United States
Torrington, CT • United States
1 Center St, Southington, CT 06489 • United States
1310 Silas Deane Highway, Wethersfield, CT 06109 • United States
475 Broad St., Bristol, CT 06010 • United States
4 Riverside Ave, Bristol, CT 06010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Farmington | CT | 09/2014 | Present |
| Lpl Financial Llc | Farmington | CT | 08/2022 | Present |
| Lpl Financial Llc | Farmington | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date: 08/18/2022 - 160 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-17 |
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