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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-09-11
  • WI RA
    APPROVED
    Since 2023-09-11

Branch Locations

10725 W. National Avenue, West Allis, WI 53227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cherry Creek Mortgage Company, Inc Mequon WI 01/2016 01/2019
J.W. Cole Advisors, Inc. Tampa FL 12/2017 08/2018
Commonwealth Financial Network San Diego CA 08/2020 09/2023
Peoples State Bank Wauwatosa WI 01/2019 08/2020
Raymond James Financial Services, Inc. West Allies WI 09/2023 Present
Raymond James Financial Services Advisors, Inc. West Allies WI 09/2023 Present
Peoples State Bank West Allies WI 08/2020 Present
  • 01/2016 → 01/2019
    Cherry Creek Mortgage Company, Inc
    Mequon, WI
  • 12/2017 → 08/2018
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 08/2020 → 09/2023
    San Diego, CA
  • 01/2019 → 08/2020
    Peoples State Bank
    Wauwatosa, WI
  • 09/2023 → Present
    Raymond James Financial Services, Inc.
    West Allies, WI
  • 09/2023 → Present
    West Allies, WI
  • 08/2020 → Present
    Peoples State Bank
    West Allies, WI
Previous Registrations
Other Businesses

(1)Name of Business: BGN Properties LLC Address: 10936 N Port Washington Rd. Box 361, Mequon, WI, 53092, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/14/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchase / Rent Investment Real Estate (2)Name of Business: Peoples Wealth Management Address: 10725 W National Ave, West Allis, WI, 53227-3215, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Non -Investment Related, Advisor, Non-Variable Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-29
  • S66 Uniform Combined State Law Examination
    2009-11-29

View on SEC IAPD

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