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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-09-11 |
Branch Locations
10725 W. National Avenue, West Allis, WI 53227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cherry Creek Mortgage Company, Inc | Mequon | WI | 01/2016 | 01/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 12/2017 | 08/2018 |
| Commonwealth Financial Network | San Diego | CA | 08/2020 | 09/2023 |
| Peoples State Bank | Wauwatosa | WI | 01/2019 | 08/2020 |
| Raymond James Financial Services, Inc. | West Allies | WI | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | West Allies | WI | 09/2023 | Present |
| Peoples State Bank | West Allies | WI | 08/2020 | Present |
(1)Name of Business: BGN Properties LLC Address: 10936 N Port Washington Rd. Box 361, Mequon, WI, 53092, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/14/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchase / Rent Investment Real Estate (2)Name of Business: Peoples Wealth Management Address: 10725 W National Ave, West Allis, WI, 53227-3215, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Non -Investment Related, Advisor, Non-Variable Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-29 |
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