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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
10150 W National Ave Ste 325, West Allis, WI 53227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2002, 32HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. CENTRAL FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 02/15/2015, 40HRS/WK (32.5 TRADING HOURS), AGENT, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE; 3.NAME OF OTHER BUSINESS: SIMPLIFY YOUR RETIREMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EDUCATION START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 6 MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TEACHING A BABY BOOMER RETIREMENT COURSE 4. NAME OF OTHER BUSINESS: ST. LEONARD CONGREGATION ENDOWMENT FUND; INVESTMENT RELATED: NO; ADDRESS: W17357743 WESTWOOD DR MUSKEGO, WI 53150; NATURE OF BUSINESS: CHURCH ENDOWMENT FUND; START DATE: 2002; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: SERVE ON ADVISORY BOARD, FUNDRAISING, GRANTING FUNDS FOR FAITH BASED INITIATIVES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-28 |
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