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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-29
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

10150 W National Ave Ste 325, West Allis, WI 53227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2002, 32HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. CENTRAL FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 02/15/2015, 40HRS/WK (32.5 TRADING HOURS), AGENT, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE; 3.NAME OF OTHER BUSINESS: SIMPLIFY YOUR RETIREMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EDUCATION START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 6 MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TEACHING A BABY BOOMER RETIREMENT COURSE 4. NAME OF OTHER BUSINESS: ST. LEONARD CONGREGATION ENDOWMENT FUND; INVESTMENT RELATED: NO; ADDRESS: W17357743 WESTWOOD DR MUSKEGO, WI 53150; NATURE OF BUSINESS: CHURCH ENDOWMENT FUND; START DATE: 2002; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: SERVE ON ADVISORY BOARD, FUNDRAISING, GRANTING FUNDS FOR FAITH BASED INITIATIVES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-28
  • S66 Uniform Combined State Law Examination
    2001-08-28
Other Names
  • Gregory H Zwick

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