Best Investors Account Sign in

David Mark Miller

Cetera Investment Advisers LLC

West Allis, WI

Mequon, WI

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
WI RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

10150 W National Ave Ste 325, West Allis, WI 53227 • United States

9624 N Crestwood Ct., Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aviva Life And Annuity Co Des Moines IA 08/1989 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/1989 → Present
    Aviva Life And Annuity Co
    Des Moines, IA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

1. TAX PREPARATION. OFFER FIXED INSURANCE PRODUCTS: LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-16
  • S63 Uniform Securities Agent State Law Examination
    1985-07-16
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
BANKERS LIFE ADVISORY SERVICES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MWA FINANCIAL SERVICES INC.
ASSOCIATED INVESTMENT SERVICES, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HILLTOP FINANCIAL ADVISORS
J.P. MORGAN SECURITIES LLC

Other Investors

KENNETH PAUL RESKE
Peter McElmeel
BRIAN THOMAS BRECKLIN
GREGORY HENRY ZWICK
JAY FRANCIS KRAMER
JAMES PETER LUX
MICHAEL JAMES HILLER
DANIEL LEE LAWRENCE

Other Offices

LPL FINANCIAL LLC · WEST ALLIS, WI
BANKERS LIFE ADVISORY SERVICES, INC. · West Allis, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · West Allis, WI
MWA FINANCIAL SERVICES INC. · MILWAUKEE, WI
ASSOCIATED INVESTMENT SERVICES, INC. · WEST ALLIS, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · West Allis, WI
CETERA INVESTMENT ADVISERS LLC · MILWAUKEE, WI
HILLTOP FINANCIAL ADVISORS · MILWAUKEE, WI

More in West Allis, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor