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81 Bridge Street, Yarmouth, ME 04096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-03-31 |
| TX | RA | APPROVED | 2021-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Portland | ME | 03/2016 | 05/2020 |
| Gwm Advisors, Llc | New Orleans | LA | 05/2020 | 05/2021 |
| Maiden Cove Capital Llc | Cape Elizabeth | ME | 05/2020 | Present |
1) Saccani Family Limited Partnership, investment-related: Yes; Tucson, Arizona, holds an interest in commercial property in Arizona, 49.5% owner since 2011, 0 hours a month, 0 hours during securities trading hours, no duties other than an annual review of income and expenses. 2) CMP LLC; Investment related: Yes; Income property; Sole Proprietor; 08/2019; During business hours: 0; After business hours: 2; Manage tenant, collect rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-10 |
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