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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-13
ME RA APPROVED 2020-03-03
  • NY RA
    APPROVED
    Since 2022-10-13
  • ME RA
    APPROVED
    Since 2020-03-03

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

169 Ocean Street Suite 202, South Portland, ME 04106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Portland ME 03/2014 07/2019
Financial Benefits Services Corp Portland ME 07/2014 02/2019
Raymond James Financial Services, Inc. Portland ME 03/2014 07/2019
Voya Financial Advisors, Inc. Portland OR 03/2020 Present
Unemployed Portland ME 08/2019 02/2020
Previous Registrations
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 169 Ocean Street, Suite 202; South Portland; ME; 04106; Fixed Insurance Sales; Independent Insurance Agent; 2/24/2020; 160; 160; Sales of fixed insurance products|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10

View on SEC IAPD

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