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Brian A Peterson

Morgan Stanley

Hartford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-06
CT RA APPROVED 2017-09-26
  • TX RA
    APPROVED_RES
    Since 2017-10-06
  • CT RA
    APPROVED
    Since 2017-09-26

Branch Locations

225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Hartford CT 03/2013 11/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2016
Fidelity Brokerage Services Llc West Hartford CT 11/2016 08/2017
Morgan Stanley Hartford CT 08/2017 Present
  • 03/2013 → 11/2016
    Morgan Stanley
    Hartford, CT
  • 01/2015 → 11/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2016 → 08/2017
    Fidelity Brokerage Services Llc
    West Hartford, CT
  • 08/2017 → Present
    Morgan Stanley
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-08
S63 Uniform Securities Agent State Law Examination 2011-09-15
  • S65 Uniform Investment Adviser Law Examination
    2013-05-08
  • S63 Uniform Securities Agent State Law Examination
    2011-09-15
Other Names
  • Brian A Peterson
  • Brian Auldridge Peterson

View on SEC IAPD

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Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT

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