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Kallene Marie Faris

Mwa Financial Services Inc.

Pueblo, CO

CRD 5699654

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-04-05
  • CO RA
    APPROVED
    Since 2012-04-05

Branch Locations

503 N. Main Street Suite 318, Pueblo, CO 81003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 06/2009 Present
Mwa Financial Services, Inc. Rock Island IL 07/2009 Present
Other Businesses

Kallene Faris, LLC. Non-Investment related. Pueblo, CO. Owner. 0 Non-Inv/0 Inv.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2021-02-22
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Kallene Marie O'COnner
  • Kallene Marie West

View on SEC IAPD

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Nearby Offices

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