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Anthony Samuel Grazziano

Wells Fargo Clearing Services, LLC

Omaha, NE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-13
NE RA APPROVED 2017-10-04
  • TX RA
    APPROVED_RES
    Since 2017-10-13
  • NE RA
    APPROVED
    Since 2017-10-04

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Omaha NE 12/2015 09/2017
Bancwest Investment Services, Inc. Omaha NE 12/2015 09/2017
Wells Fargo Clearing Services, Llc Omaha NE 09/2017 Present
  • 12/2015 → 09/2017
    Bank Of The West
    Omaha, NE
  • 12/2015 → 09/2017
    Bancwest Investment Services, Inc.
    Omaha, NE
  • 09/2017 → Present
    Wells Fargo Clearing Services, Llc
    Omaha, NE
Previous Registrations
  • 2015-12-22 → 2017-10-03
    Bancwest Investment Services, Inc.
    Omaha, NE
  • 2013-09-18 → 2015-12-15
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2013-09-18 → 2015-12-15
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-16
S63 Uniform Securities Agent State Law Examination 2009-10-14
  • S66 Uniform Combined State Law Examination
    2013-09-16
  • S63 Uniform Securities Agent State Law Examination
    2009-10-14
Other Names
  • Anthony S Grazziano
  • Anthony S Grazziano

View on SEC IAPD

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ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
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PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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