Anthony Samuel Grazziano

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 09/2017
  Bank Of The West
  Omaha, NE
• 12/2015 → 09/2017
  Bancwest Investment Services, Inc.
  Omaha, NE
• 09/2017 → Present
  Wells Fargo Clearing Services, Llc
  Omaha, NE

Previous Registrations

• 2015-12-22 → 2017-10-03
  Bancwest Investment Services, Inc.
  Omaha, NE
• 2013-09-18 → 2015-12-15
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
• 2013-09-18 → 2015-12-15
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2013-09-16
• S63 Uniform Securities Agent State Law Examination
  2009-10-14

Other Names

• Anthony S Grazziano
• Anthony S Grazziano