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Inactive

Stephen J Pinter

Jps Financial, LLC

Westlake, OH

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Current Employers
Jps Financial, Llc

2001 Crocker Road Suite 530, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-16
OH RA APPROVED 2014-01-07
  • TX RA
    APPROVED_RES
    Since 2024-07-16
  • OH RA
    APPROVED
    Since 2014-01-07

Branch Locations

2001 Crocker Road Suite 530, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jps Financial Llc Westlake OH 12/2005 Present
Previous Registrations
Other Businesses

***MASSMUTAL, GUARDIAN, JL THOMAS & CO. 2008-PRESENT. INSURANCE BROKER, SALES OF FIXED TERM LIFE, WHOLE LIFE, DISABILITY, FIXED ANNUITIES, LTC PRODUCTS. NOT INVESTMENT RELATED. ***UNUM AND THE HARTFORD, '08 - PRESENT, OH, SELLING & SERVICING OF SHORT TERM DISABILITY, LTC & GROUP LIFE, 5 HRS/MO, NON INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-26
  • S63 Uniform Securities Agent State Law Examination
    2006-10-26
Other Names
  • Steven J Pinter

View on SEC IAPD

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Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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