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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-27
OK RA APPROVED 2021-09-15
  • TX RA
    APPROVED
    Since 2024-09-27
  • OK RA
    APPROVED
    Since 2021-09-15

Branch Locations

8601 S. Walker Avenue, Oklahoma City, OK 73139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicky Richey Insurance Agency Oklahoma City OK 07/1999 Present
State Farm Vp Management Corp. Oklahoma City OK 07/1999 Present
State Farm Investment Management Corp Oklahoma City OK 09/2021 Present
  • 07/1999 → Present
    Vicky Richey Insurance Agency
    Oklahoma City, OK
  • 07/1999 → Present
    State Farm Vp Management Corp.
    Oklahoma City, OK
  • 09/2021 → Present
    Oklahoma City, OK
Other Businesses

1) RICHEY ORGANIZATION LLC, Investment-related, 8601 S WALKER OKC, OK , 73139, LLC HOLDS LAND, RENTAL HOME, AND SF OFFICE AND COMMERICAL RENTAL , owner, partner, 02-16-2016, 100%, Control of the checkbook, Review bank statements, Make deposits in the checking account, Pay bills/Co-Signor on checking account , HOLDS ALL MY REAL ESTATE PROPERTIES , 1hr/mo. 0hr/mo. 2)LEGACY COUNSELING & ASSOC; non-investment-related; 3104 Westbury Glen Blvd Oklahoma City; OK ; 73179; Husband is a Licensed Professional Counseling ; MANAGING DIRECTOR - MAKE DEPOSITS, PAY BILLS, REVIEW BANK STMTS, I HAVE CHECKBOOK ; 2;0. 3) Vicky Richey's Insurance Agency; Insurance Agency; Investment-related; 8601 S Walker Ave Oklahoma City, OK 73139-9462; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 07/01/1999; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-04
  • S63 Uniform Securities Agent State Law Examination
    1998-12-04
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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