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Teresa Carmen Ortega

Rbc Capital Markets, LLC

Rolling Hills, CA

Torrance, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-27
TX RA APPROVED 2017-10-27
  • CA RA
    APPROVED
    Since 2017-10-27
  • TX RA
    APPROVED
    Since 2017-10-27

Branch Locations

608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Hills Estates CA 11/2014 10/2017
Rbc Capital Markets, Llc Rolling Hills CA 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-06
  • S66 Uniform Combined State Law Examination
    2013-07-06
Other Names
  • Teresa C Ortega

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
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