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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-01 |
| CT | RA | APPROVED | 2017-05-05 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Greenwich | CT | 07/2009 | 05/2017 |
| Morgan Stanley | Greenwich | CT | 05/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | Present |
1.Rental property; Investment related: Yes; Greenwich, CT; Rental property; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0; After business hours: 1; Landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-22 |
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