Lauren Castrop Smith

Employer firm

Amb Wealth, LLC CRD 113106

$1.07B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 06/2016 → 03/2017
  Bank Of America, N.A.
  Boca Raton, FL
• 03/2018 → 10/2023
  Kovack Securities
  Fort Lauderdale, FL
• 03/2018 → 10/2023
  Kovack Advisors
  Fort Lauderdale, FL
• 04/2017 → 02/2018
  Unemployed
  Fort Lauderdale, FL
• 10/2023 → Present
  Allen, Mooney & Barnes Brokerage Services, Llc
  St Simons Island, GA
• 10/2023 → Present
  Amb Wealth, Llc
  St Simons Island, GA

Previous Registrations

• 2020-11-02 → 2023-10-06
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
• 2018-04-04 → 2019-10-28
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
  Ft. Lauderdale, FL
• 2016-03-18 → 2017-04-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 2015-09-30 → 2016-04-11
  Morgan Stanley
  Boca Raton, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-28
• S63 Uniform Securities Agent State Law Examination
  2011-06-15

Other Names

• Lauren Castrop
• Lauren Nicole Castrop
• Lauren Castropnicole Smith