Staci Bagwell Bennett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 04/2017
  Forethought Distributors, Llc
  Simsbury, CT
• 03/2015 → 04/2017
  Global Atlantic Financial Company
  Simsbury, CT
• 05/2017 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Simons Island, GA
• 07/2017 → 04/2020
  Bank Of America, N.A.
  Saint Simons Island, GA
• 04/2020 → Present
  Lpl Financial, Llc
  St Simons Island, GA

Previous Registrations

• 2017-07-18 → 2020-04-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Simons Island, GA
• 2008-10-29 → 2011-02-24
  Lincoln Financial Distributors, Inc.
  Smyrna, GA
  Williamsport, PA
  Pompano Beach, FL
• 2007-01-18 → 2008-10-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
  Atlanta, GA

Other Businesses

1- 04/13/2020 - BENNETT FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ At Reported Business Location(s) 2- 04/13/2020 - BAY FINANCIAL ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ At Reported Business Location(s) 3- 04/28/2026 - Bennett Financial Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/25/2026 - 5 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-29
• S66 Uniform Combined State Law Examination
  2008-08-01
• S63 Uniform Securities Agent State Law Examination
  2000-06-06

Other Names

• Staci Kim Bagwell
• Staci Bagwell Bennett
• Staci Bagwell
• Staci Bagwell Bennett
• Staci Bennett