Thomas John Alford

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2018
  Lpl Financial, Llc
  San Diego, CA
• 06/2016 → 12/2018
  Independent Financial Partners
  San Diego, CA
• 12/2018 → 12/2024
  Resources Investment Advisors
  Overland Park, KS
• 01/2019 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → 12/2024
  Osaic Wealth, Inc.
  San Diego, CA
• 01/2025 → Present
  Ifp Securities, Llc
  Tampa, FL
• 01/2025 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2018-12-05 → 2025-01-06
  Onedigital
  San Diego, CA
  Overland Park, KS
• 2016-07-01 → 2018-12-31
  Independent Financial Partners
  San Diego, CA
• 2014-12-15 → 2016-04-15
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2010-11-24 → 2014-12-26
  Independent Financial Partners
  San Diego, CA
  San Diego, CA
• 2009-09-01 → 2010-12-01
  Nrp Advisors, Inc.
  San Diego, CA
  Bryan, OH

Other Businesses

(1) Trailhead Financial - not investment related - 4378 Idaho Street Unit 15 San Diego, CA 92104 - DBA - start date Jan 6, 2025 - DBA only (2) Cavalier Associates - investment related - Fixed insurance and annuity general agency - 2801 Townsgate Road Suite 350 Westlake Village, CA 91361 - agent - 2 hours/month - 2 hours/month during trading - Fixed insurance and annuities (3) T. Alford Properties LLC - not investment related - 4493 Utah Street San Diego CA, 92116 - Real Estate - owner - start date Jul 1, 2025 - 1 hour/month - rent collection for condo

Exams

• S66 Uniform Combined State Law Examination
  2009-08-31

Designations

• Chartered Financial Analyst