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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-08 |
| AZ | RA | APPROVED | 2022-09-07 |
Branch Locations
4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Phoenix | AZ | 07/2009 | 08/2022 |
| Nylife Securities Llc | Phoenix | AZ | 05/2011 | 08/2022 |
| Eagle Strategies Llc | Phoenix | AZ | 02/2016 | 08/2022 |
| Mahoney Financial Organization, Llc | Scottsdale | AZ | 09/2017 | 04/2019 |
| Legacy Avenue, Llc | Phoenix | AZ | 03/2020 | Present |
| Generational Financial Partners Llc | Phoenix | AZ | 10/2020 | 08/2022 |
| Mml Investors Services, Llc | Scottsdale | AZ | 08/2022 | Present |
| Massmutual Life Insurance Company | Scottsdale | AZ | 08/2022 | Present |
(1)NAME: LEGACY AVENUE LLC INV REL: Y ADD: 4900 N SCOTTSDALE ROAD STE 4000 SCOTTSDALE AZ 85251 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 8/22/2022 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, DISABILITY, & LONG-TERM CARE. (2)NAME: LEGACY AVENUE LLC INV REL: Y ADD: 4900 N SCOTTSDALE ROAD STE 4000 SCOTTSDALE AZ 85251 NATURE: DBA FOR PRACTICE POSITION: FINANCIAL ADVISOR/OWNER START DATE: 8/16/2022 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 8 DESCRIBE DUTIES: DBA FOR BRANDING PURPOSES. (3)NAME: WEST VALLEY MAVERICKS FOUNDATION INV REL: N ADD: 2700 N 140TH AVE STE 150 GOODYEAR AZ 85395 NATURE: FUND RAISE TO SUPPORT CHARITIES IN THE WEST VALLEY POSITION: ACTIVE MEMBER START DATE: 8/22/2022 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: HELP FUND RAISE AND VOLUNTEER AT COMMUNITY EVENTS. (4) NAME: VISTA MONTANA II HOA BOARD INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: SERVING ON HOA BOARD OF MY COMMUNITY POSITION: BOARD MEMBER START DATE: 04/08/2024 NO HRS/MO: 3 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: REVIEW COMMUNITY IMPROVEMENTS AND COMPLAINTS. ATTEND MONTHLY MEETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-07 |
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