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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-08
AZ RA APPROVED 2022-09-07
  • TX RA
    APPROVED_RES
    Since 2022-09-08
  • AZ RA
    APPROVED
    Since 2022-09-07

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Phoenix AZ 07/2009 08/2022
Nylife Securities Llc Phoenix AZ 05/2011 08/2022
Eagle Strategies Llc Phoenix AZ 02/2016 08/2022
Mahoney Financial Organization, Llc Scottsdale AZ 09/2017 04/2019
Legacy Avenue, Llc Phoenix AZ 03/2020 Present
Generational Financial Partners Llc Phoenix AZ 10/2020 08/2022
Mml Investors Services, Llc Scottsdale AZ 08/2022 Present
Massmutual Life Insurance Company Scottsdale AZ 08/2022 Present
  • 07/2009 → 08/2022
    New York Life Insurance Company
    Phoenix, AZ
  • 05/2011 → 08/2022
    Nylife Securities Llc
    Phoenix, AZ
  • 02/2016 → 08/2022
    Phoenix, AZ
  • 09/2017 → 04/2019
    Mahoney Financial Organization, Llc
    Scottsdale, AZ
  • 03/2020 → Present
    Legacy Avenue, Llc
    Phoenix, AZ
  • 10/2020 → 08/2022
    Generational Financial Partners Llc
    Phoenix, AZ
  • 08/2022 → Present
    Scottsdale, AZ
  • 08/2022 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
Previous Registrations
Other Businesses

(1)NAME: LEGACY AVENUE LLC INV REL: Y ADD: 4900 N SCOTTSDALE ROAD STE 4000 SCOTTSDALE AZ 85251 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 8/22/2022 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, DISABILITY, & LONG-TERM CARE. (2)NAME: LEGACY AVENUE LLC INV REL: Y ADD: 4900 N SCOTTSDALE ROAD STE 4000 SCOTTSDALE AZ 85251 NATURE: DBA FOR PRACTICE POSITION: FINANCIAL ADVISOR/OWNER START DATE: 8/16/2022 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 8 DESCRIBE DUTIES: DBA FOR BRANDING PURPOSES. (3)NAME: WEST VALLEY MAVERICKS FOUNDATION INV REL: N ADD: 2700 N 140TH AVE STE 150 GOODYEAR AZ 85395 NATURE: FUND RAISE TO SUPPORT CHARITIES IN THE WEST VALLEY POSITION: ACTIVE MEMBER START DATE: 8/22/2022 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: HELP FUND RAISE AND VOLUNTEER AT COMMUNITY EVENTS. (4) NAME: VISTA MONTANA II HOA BOARD INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: SERVING ON HOA BOARD OF MY COMMUNITY POSITION: BOARD MEMBER START DATE: 04/08/2024 NO HRS/MO: 3 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: REVIEW COMMUNITY IMPROVEMENTS AND COMPLAINTS. ATTEND MONTHLY MEETING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-26
S63 Uniform Securities Agent State Law Examination 2011-06-07
  • S65 Uniform Investment Adviser Law Examination
    2016-02-26
  • S63 Uniform Securities Agent State Law Examination
    2011-06-07

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