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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-02
MI RA APPROVED 2019-09-19
  • TX RA
    APPROVED
    Since 2019-10-02
  • MI RA
    APPROVED
    Since 2019-09-19

Branch Locations

685 St Clair St, Grosse Pointe, MI 48230 • United States

38601 W 12 Mile Road, Floor 2, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Grosse Pointe MI 07/2009 07/2019
J.P. Morgan Securities Llc Grosse Pointe MI 10/2012 07/2019
Jpmorgan Chase Bank, N.A. Grosse Pointe MI 07/2019 Present
J.P. Morgan Securities Llc Grosse Pointe MI 07/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
S63 Uniform Securities Agent State Law Examination 2009-09-02
  • S66 Uniform Combined State Law Examination
    2019-09-19
  • S63 Uniform Securities Agent State Law Examination
    2009-09-02
Other Names
  • Rebecca L Gieseking

View on SEC IAPD

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