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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-02 |
| MI | RA | APPROVED | 2019-09-19 |
Branch Locations
685 St Clair St, Grosse Pointe, MI 48230 • United States
38601 W 12 Mile Road, Floor 2, Farmington Hills, MI 48331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Grosse Pointe | MI | 07/2009 | 07/2019 |
| J.P. Morgan Securities Llc | Grosse Pointe | MI | 10/2012 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Grosse Pointe | MI | 07/2019 | Present |
| J.P. Morgan Securities Llc | Grosse Pointe | MI | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-02 |
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