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Matthew Dennis Fleming

J.P. Morgan Securities LLC

Staten Island, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-02
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2025-09-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

280 Page Avenue, Staten Island, NY 10307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Staten Island NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Staten Island NY 12/2010 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Staten Island, NY
  • 12/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Staten Island, NY
Previous Registrations
  • 2011-05-20 → 2012-10-01
    Chase Investment Services Corp.
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-18
S63 Uniform Securities Agent State Law Examination 2009-09-24
  • S66 Uniform Combined State Law Examination
    2011-05-18
  • S63 Uniform Securities Agent State Law Examination
    2009-09-24

View on SEC IAPD

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MML INVESTORS SERVICES, LLC · Staten Island, NY
EDWARD JONES · STATEN ISLAND, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
LEO WEALTH MANAGEMENT, LLC · STATEN ISLAND, NY
PUREVEST · STATEN ISLAND, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Staten Island, NY
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