Ryan Thomas Waller

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → 08/2025
  Unemployed
  Cypress, TX
• 05/2018 → 09/2024
  Transamerica Corporation
  Cypress, TX
• 09/2024 → 06/2025
  Fisher Investments
  Cypress, TX
• 08/2025 → Present
  Raymond James & Associates Inc.
  Cypress, TX
• 10/2005 → 05/2018
  Principal Securities, Inc.
  Houston, TX

Previous Registrations

• 2024-09-12 → 2025-06-12
  Fisher Investments
  Cypress, TX
  Plano, TX
• 2019-11-26 → 2024-09-06
  Transamerica Retirement Advisors, Llc
  Cypress, TX
• 2005-10-21 → 2018-05-07
  Principal Securities, Inc.
  Houston, TX
  Houston, TX
  Des Moines, IA
  Milwaukee, WI
  Denver, CO
  Houston, TX
  Denver, CO
• 2005-09-07 → 2005-10-11
  Equitable Advisors, Llc
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2004-07-17
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Other Names

• Ryan Thomas Waller
• Ryan T Waller