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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-17 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2700 N Military Trail Suite 400, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 07/2009 | 08/2017 |
| Stoever Glass Insurance Agency | Boca Raton | FL | 08/2017 | 01/2025 |
| Stoever Glass Wealth Mgmt | Boca Raton | FL | 08/2017 | 01/2025 |
| Herbert J. Sims & Co., Inc. | Boca Raton | FL | 01/2025 | Present |
| Herbert J Sims Capital Management | Boca Raton | FL | 01/2025 | Present |
Philip Pike is an Investment Advisor representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Pike began his association with HJSCM in January 2025 and devotes approximately 50% of his time to HJSCM and 5% to insurance business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-16 |
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