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Lori Elaine Galbraith

Stifel, Nicolaus & Company, Incorporated

Wenatchee, WA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
WA RA APPROVED 2013-06-12
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • WA RA
    APPROVED
    Since 2013-06-12

Branch Locations

One Fifth Street Suite 300, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolays & Co Inc Wenatchee WA 06/2013 Present
  • 06/2013 → Present
    Stifel Nicolays & Co Inc
    Wenatchee, WA
Previous Registrations
Other Businesses

Washington State Notary Public; Notary Public; 04/26/2013; 1.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-13
  • S66 Uniform Combined State Law Examination
    2009-10-13
Other Names
  • Lori Elaine Raabe
  • Lori Elaine Wojahn
  • Lori Elaine Lesage
  • Lori Elaine Wojahn
  • Lori Elaine Lesage
  • Lori Elaine Galbraith

View on SEC IAPD

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UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · Wenatchee, WA
CAPTRUST · Wenatchee, WA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WENATCHEE, WA
OSAIC WEALTH, INC. · WENATCHEE, WA
LPL FINANCIAL LLC · WENATCHEE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wenatchee, WA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WENATCHEE, WA
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