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Kimberly Barnett

Edward Jones

Millbrook, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-15
NY RA APPROVED 2022-01-14
  • TX RA
    APPROVED_RES
    Since 2022-12-15
  • NY RA
    APPROVED
    Since 2022-01-14

Branch Locations

3699 Rt 44 Ste 1, Millbrook, NY 12545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Poughkeepsie NY 08/2009 01/2022
Hudson Valley Federal Credit Union Poughkeepsie NY 08/2007 01/2022
Edward Jones St. Louis MO 01/2022 Present
  • 08/2009 → 01/2022
    Lpl Financial Llc
    Poughkeepsie, NY
  • 08/2007 → 01/2022
    Hudson Valley Federal Credit Union
    Poughkeepsie, NY
  • 01/2022 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2021-08-03 → 2021-12-23
    Lpl Financial Llc
    Poughkeepsie, NY
    Wappingers Falls, NY
    Highland, NY
    Poughkeepsie, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-09-14
  • S63 Uniform Securities Agent State Law Examination
    2009-09-14
Other Names
  • Kimberly Bie
  • Kimberly Sarah Bie
  • Kimberly Sarah Barnett
  • Kimberly Barnett

View on SEC IAPD

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LISA A TEVNAN
OMAR BENVENUTO CARNECCHIA
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WARREN MICHAEL COHEN
JOHN JOSEPH DUVAL

Other Offices

SEAHORSE FINANCIAL ADVISERS INC. · MILLBROOK, NY
HANSEATIC CORPORATION · MILLBROOK, NY
LIFEMARK SECURITIES CORP. · PLEASANT VALLEY, NY
LPL FINANCIAL LLC · PLEASANT VALLEY, NY
J.P. MORGAN SECURITIES LLC · PLEASANT VALLEY, NY
EDWARD JONES · Pleasant Valley, NY
COMMONWEALTH FINANCIAL NETWORK · Stanfordville, NY
BANTAM INC. · STAATSBURG, NY

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