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52 Front St., Millbrook, NY 12545 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seahorse Financial Advisers Inc. | Millbrook | NY | 10/1993 | Present |
I AM A LAWYER LICENSED TO PRACTICE IN THE STATE OF NEW YORK SINCE 1977. I DO NOT MAINTAIN AN ACTIVE BUSINESS, BUT HAVE RENEWED MY LICENSE AND KEPT IT CURRENT. MY NEW YORKF STATE LAWYERS REGISTRATION IS MAINTAINED AT 359 SHUNPIKE, MILLBROOK NY 12545. I AM ALSO A TRUSTEE OF THREE TRUSTS FOR MY FAMILY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-14 |
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