Tommy Dale Roy

Current Employers

Employment History

• 04/2018 → 12/2018
  Transamerica Financial Advisors, Inc
  Ripon, CA
• 05/2017 → 12/2018
  World Financial Group, Inc.
  Ripon, CA
• 01/2018 → 12/2018
  Le Tote
  Stockton, CA
• 10/2014 → 01/2018
  Cvs Caremark
  Patterson, CA
• 12/2018 → Present
  Valic Financial Advisors, Inc.
  Modesto, CA
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2012-08-09 → 2012-11-09
  Waddell & Reed
  Stockton, CA

Other Businesses

OUT OF SIGHT FENCING INC. POSITION: Owner NATURE: Wood fencing company. I am the owner and my dad Tommy Roy runs the day to day operations. I sometimes assist with office work such as invoicing, estimates, and collecting payment. I hold the CA license for the company with the majority of the business being done in Tracy CA. We demolish and haul away old fences and construct new wood fences. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2019 ADDRESS: 2124 Blake Way, Tracy CA 95304, United States DESCRIPTION: Perform estimates and job cost, track down material to be used on jobs, collect payment from customers and invoice jobs AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-13
• S63 Uniform Securities Agent State Law Examination
  2018-07-19

Other Names

• Tommy Roy
• Tommy Dale Roy