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Current Employers
Per Stirling Capital Management, Llc

4800 Bee Caves Road, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-23
  • TX RA
    APPROVED
    Since 2018-08-23

Branch Locations

4800 Bee Caves Road, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Austin TX 01/2015 03/2017
Mml Investors Services, Llc Austin TX 03/2017 08/2018
Per Stirling Capital Management, Llc Austin TX 08/2018 Present
B.B. Graham & Company, Inc Austin TX 08/2018 Present
Previous Registrations
  • 2017-03-25 → 2018-08-29
    Austin, TX
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Austin, TX
  • 2009-09-04 → 2015-01-02
    New England Securities
    Austin, TX
    Austin, TX
Other Businesses

1. INSURANCE SALES - INVESTMENT RELATED - LOCATED AT 4800 BEE CAVES RD, AUSTIN, TX 78746; NATURE: SERVICING TERM INSURANCE CONTRACTS SOLD PRIOR TO 8/2018. NUMBER OF HOURS: 0; NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. (2) PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; 4800 BEE CAVE RD, AUSTIN, TX 78746; REGISTERED INVESTMENT ADVISOR; FINANCIAL ADVISOR; 90% OF MY TIME;PROVIDE INVESTMENT MANAGEMENT SERVICES TO MY CLIENTS. 2. GM NORTHWEST HOLDINGS, LLC - NON-INVESTMENT RELATED; ADDRESS: 6006 MOUNTAIN VILLA DR, AUSTIN, TX, 78731; NATURE; RENTAL PROPERTY; POSITION: MANAGING MEMBER; START DATE: 10/2023; NUMBER OF HOURS: 1 HOURS/MONTH DURING NON-TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 3. B .B. GRAHAM & COMPANY - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER-DEALER, POSITION: REGISTERED REPRESENTATIVE; START DATE: 08/2018. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., Inc.: 4. PER STIRLING CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 08/2018; SPENDS APPROX. 90% OF TIME/MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-24
  • S66 Uniform Combined State Law Examination
    2009-08-24
Designations
Other Names
  • Gay Fannie Martin
  • Gay Thompson

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