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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Austin | TX | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Austin | TX | 03/2017 | 08/2018 |
| Per Stirling Capital Management, Llc | Austin | TX | 08/2018 | Present |
| B.B. Graham & Company, Inc | Austin | TX | 08/2018 | Present |
1. INSURANCE SALES - INVESTMENT RELATED - LOCATED AT 4800 BEE CAVES RD, AUSTIN, TX 78746; NATURE: SERVICING TERM INSURANCE CONTRACTS SOLD PRIOR TO 8/2018. NUMBER OF HOURS: 0; NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. (2) PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; 4800 BEE CAVE RD, AUSTIN, TX 78746; REGISTERED INVESTMENT ADVISOR; FINANCIAL ADVISOR; 90% OF MY TIME;PROVIDE INVESTMENT MANAGEMENT SERVICES TO MY CLIENTS. 2. GM NORTHWEST HOLDINGS, LLC - NON-INVESTMENT RELATED; ADDRESS: 6006 MOUNTAIN VILLA DR, AUSTIN, TX, 78731; NATURE; RENTAL PROPERTY; POSITION: MANAGING MEMBER; START DATE: 10/2023; NUMBER OF HOURS: 1 HOURS/MONTH DURING NON-TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 3. B .B. GRAHAM & COMPANY - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER-DEALER, POSITION: REGISTERED REPRESENTATIVE; START DATE: 08/2018. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., Inc.: 4. PER STIRLING CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 08/2018; SPENDS APPROX. 90% OF TIME/MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-24 |
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