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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-14 |
| AL | RA | APPROVED | 2019-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2009 | 10/2018 |
| Raymond James Financial Services, Inc. | Opelika | AL | 10/2018 | 11/2019 |
| Raymond James Financial Services Advisors, Inc. | Opelika | AL | 10/2018 | 11/2019 |
| Lpl Financial, Llc | Opelika | AL | 11/2019 | Present |
1.11/13/2019; Owner; Real Estate Rental; Investment Related; 1324 Tulip Ct Auburn,AL; Start Date 12/01/2013; hrs/mth; hrs during trading 2.11/13/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name RAILROAD INVESTMENT GROUP; Investment Related; at Reported Business Location(s); Start Date 07/01/2018; hrs/mth; hrs during trading 3.11/13/2019; Freedom 1018, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 10/01/2018; 4hrs/mth; hrs during trading 4.11/13/2019; RIG Holding Company, LLC; Business Entity for Tax Purposes; Investment Related; ; Start Date 07/01/2018; 5hrs/mth; hrs during trading 5.04/08/2020; Aflac; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/09/2020; 1hrs/mth; 1hrs during trading 6.03/16/2021; Exclusive Insurance Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/01/2021; 4hrs/mth; 0hrs during trading 7.02/25/2022; NexAnnuity; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/16/2022; 8hrs/mth; 1hrs during trading 8.12/14/2022; Cavalier Associates; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/30/2022; 5hrs/mth; 3hrs during trading 9.08/04/2026; Freedom 1018 LLC; Author; Investment Related; Opelika,AL; Start Date 08/03/2026; 8hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-02 |
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