Brendan Thomas Dempsey

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-11-13
CA	RA	APPROVED	2011-08-01

TX RA
APPROVED_RES

Since 2014-11-13
CA RA
APPROVED

Since 2011-08-01

Branch Locations

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Corte Madera	CA	02/2011	Present
Wells Fargo Advisors Llc	Corte Madera	CA	05/2011	11/2016
Wells Fargo Clearing Services, Llc	Corte Madera	CA	11/2016	Present

02/2011 → Present

Wells Fargo Bank, N.A.

Corte Madera, CA
05/2011 → 11/2016

Wells Fargo Advisors Llc

Corte Madera, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Corte Madera, CA

Previous Registrations

2009-09-21 → 2011-02-08

Edward Jones

Brentwood, CA

Novato, CA

Tempe, AZ

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-18

S66 Uniform Combined State Law Examination

2009-09-18

Other Names

Brendan T Dempsey

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews