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Jimmy Ernesto Torres

Raymond James & Associates, Inc.

Beverly Hills, CA

Lake Balboa, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Lake Balboa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Beverly Hills CA 09/2012 11/2023
Raymond James & Associates, Inc. Los Angeles CA 01/2024 Present
Previous Registrations
  • 2012-09-07 → 2023-11-16
    Rbc Securities, Inc
    Los Angeles, CA
  • 2010-01-21 → 2012-09-06
    Chase Investment Services Corp.
    Los Angeles, CA
  • 2006-05-01 → 2009-11-30
    Wells Fargo Investments, Llc
    Los Angeles, CA
    South Gate, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-28
  • S66 Uniform Combined State Law Examination
    2006-04-28

View on SEC IAPD

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