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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-09-16
  • WI RA
    APPROVED
    Since 2009-09-16

Branch Locations

38 N Main Street, Rice Lake, WI 54868 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Rice Lake WI 07/2009 Present
Thrivent Financial Appleton WI 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-15
  • S66 Uniform Combined State Law Examination
    2009-09-15

View on SEC IAPD

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