Charles Francis Lawrence

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → 08/2018
  Lawrence, Nelson & Associates, Ltd
  Rice Lake, WI
• 10/2003 → 08/2018
  Waddell & Reed, Inc
  Rice Lake, WI
• 09/2003 → 08/2018
  Various Insurance Carriers For W&R Insurance Agencies
  Stone Lake, WI
• 06/2010 → 08/2018
  Will Zimmerman
  Saint Paul, MN
• 01/2016 → 08/2018
  Stepping Stone Marketing Inc
  Rice Lake, WI
• 09/2016 → 08/2018
  Cedar Ridge Wealth Management Group Ltd
  Saint Paul, MN
• 08/2016 → 08/2018
  Cedar Ridge Wealth Management Group Ltd (Dba)
  Saint Paul, MN
• 08/2018 → 03/2020
  Ameriprise Financial Services Inc
  Rice Lake, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rice Lake, WI

Previous Registrations

• 2003-11-14 → 2018-08-30
  Waddell & Reed
  Rice Lake, WI
  Hudson, WI
  St Paul, MN
  Rice Lake, WI
  Lake Elmo, MN
  Savage, MN

Other Businesses

Board of Directors; Long Lake Lake Association; Board Member; PO Box 336Birchwood, WI 54817, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours / Jason DeRousseau Family Legacy Foundation, Inc; Treasurer; 315 E South Street, , Rice Lake, WI, 54868; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-12
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Other Names

• Charles F Lawrence
• Charles Lawrence