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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
MA RA APPROVED 2014-09-24
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • MA RA
    APPROVED
    Since 2014-09-24

Branch Locations

97 Mt. Auburn Street, Cambridge, MA 02138 • United States

Winchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Cambridge MA 08/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Cambridge MA 08/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-26
S66 Uniform Combined State Law Examination 2009-09-21
  • S65 Uniform Investment Adviser Law Examination
    2014-09-26
  • S66 Uniform Combined State Law Examination
    2009-09-21

View on SEC IAPD

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