Robert Boteler Herndon

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2009 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

(1) HERNDON FARMS, INC, 166 COUNTY ROAD 138 BOLIGEE, ALABAMA, 35443, PART-OWNER OF FAMILY FARM, 12/24/1999, $500 PER YEAR COMPENSATION, NOT INVESTMENT RELATED. 1 HOUR PER MONTH. (2) VARIOUS OUTSIDE INSURANCE BROKERAGE ACTIVITY. (3)360 PLANNING PARTNERS, LLC 22 INVERNESS CENTER PARKWAY, SUITE 120, BIRMINGHAAM, AL 35242, SHAREHOLDER OF LLC WHICH IS USED FOR OFFICE EXPENSES AND RENT, 04/09/2019, 1HR/MO.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-24

Designations

• Certified Financial Planner

Other Names

• Robert Herndon