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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-13 |
| AL | RA | APPROVED | 2009-09-25 |
Branch Locations
22 Inverness Center Pkwy Suite 120, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2009 | Present |
(1) HERNDON FARMS, INC, 166 COUNTY ROAD 138 BOLIGEE, ALABAMA, 35443, PART-OWNER OF FAMILY FARM, 12/24/1999, $500 PER YEAR COMPENSATION, NOT INVESTMENT RELATED. 1 HOUR PER MONTH. (2) VARIOUS OUTSIDE INSURANCE BROKERAGE ACTIVITY. (3)360 PLANNING PARTNERS, LLC 22 INVERNESS CENTER PARKWAY, SUITE 120, BIRMINGHAAM, AL 35242, SHAREHOLDER OF LLC WHICH IS USED FOR OFFICE EXPENSES AND RENT, 04/09/2019, 1HR/MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-24 |
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