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Christian Jonathan Lena

First Trust Advisors LP

Wheaton, IL

Las Vegas, NV

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-01
  • IL RA
    APPROVED
    Since 2022-03-01

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Fund Services, Llc Las Vegas NV 03/2015 10/2021
Vivaldi Asset Management, Llc Las Vegas NV 01/2015 10/2021
First Trust Portfolios L.P. Wheaton IL 11/2021 Present
First Trust Advisors L.P. Wheaton IL 11/2021 Present
  • 03/2015 → 10/2021
    Foreside Fund Services, Llc
    Las Vegas, NV
  • 01/2015 → 10/2021
    Vivaldi Asset Management, Llc
    Las Vegas, NV
  • 11/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2012-06-29 → 2015-03-13
    Alpha Titans Llc
    Santa Barbara, CA
  • 2009-07-29 → 2010-07-28
    Aeon Capital Llc
    Santa Monica, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-01
S63 Uniform Securities Agent State Law Examination 2015-05-19
  • S65 Uniform Investment Adviser Law Examination
    2022-03-01
  • S63 Uniform Securities Agent State Law Examination
    2015-05-19
Other Names
  • Christian Lena

View on SEC IAPD

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Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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