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Hoang Nguyen

J.P. Morgan Securities LLC

Katy, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

406 S Mason Road, Katy, TX 77450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Katy TX 07/2009 Present
J.P. Morgan Securities Llc Katy TX 10/2012 Present
Previous Registrations
  • 2012-03-02 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-29
S63 Uniform Securities Agent State Law Examination 2009-08-14
  • S66 Uniform Combined State Law Examination
    2012-02-29
  • S63 Uniform Securities Agent State Law Examination
    2009-08-14
Other Names
  • John N Nguyen
  • Hoang N Nguyen
  • John Nguyen

View on SEC IAPD

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