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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-30 |
| NJ | RA | APPROVED | 2022-07-13 |
Branch Locations
2445 Kuser Road, Suite 302 Zone C , Hamilton, NJ 07724 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lawrenceville | NJ | 04/2012 | 05/2019 |
| Morgan Stanley | Red Bank | NJ | 09/2017 | 05/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2019 | 12/2021 |
| Qp Wealth Management | Eatontown | NJ | 05/2019 | 07/2022 |
| Rockefeller Financial Llc | Hamilton | NJ | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-22 |
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