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Alexander Roger Falenczykowski

Northwestern Mutual Investment Services, LLC

Golden Valley, MN

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

701 Xenia Ave S Ste 600, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2009 Present
Northwestern Mutual Investment Services, Llc Edina MN 09/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2009 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2009 → Present
    Northwestern Mutual Investment Services, Llc
    Edina, MN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-10-26
  • S63 Uniform Securities Agent State Law Examination
    2009-10-26
Designations

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
ALLIANZ INVESTMENT MANAGEMENT LLC
MMA SECURITIES LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

ERLE BEAN SAVAGE
DAVID JAY GOLDENBERG
MICHAEL J SCHUMACHER
CHARLES GORDON JENSEN
TAI HWEE STANLEY DIONG
JULIEANN ELIZABETH SCHROEDER
JOHN WILLIAM MACKIMM
Joseph Norman Johnston

Other Offices

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · GOLDEN VALLEY, MN
EVEREST FINANCIAL GROUP · MINNEAPOLIS, MN
THRIVENT INVESTMENT MANAGEMENT INC. · GOLDEN VALLEY, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GOLDEN VALLEY, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
OSAIC WEALTH, INC. · MINNEAPOLIS, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
ALLIANZ INVESTMENT MANAGEMENT LLC · MINNEAPOLIS, MN

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