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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-30 |
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2012-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2010 | Present |
| Charles Schwab Bank | Phoenix | AZ | 08/2012 | Present |
1)PROPERTY MANAGEMENT; 01/01/2018; CASTLE HILLS, TEXAS; NOT INVESTMENT RELATED; REAL ESTATE, 30% OWNER OF LLC; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 2) PROPERTY MANAGEMENT; 01/01/2018; TUCSON, ARIZONA; NOT INVESTMENT RELATED; REAL ESTATE, 30% OWNER OF LLC; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-07 |
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