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555 Rivergate Lane - Suite B1-107, Durango, CO 81301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-02-27 |
| AZ | RA | APPROVED | 2022-04-01 |
| NM | RA | APPROVED | 2022-03-23 |
| CA | RA | APPROVED | 2022-03-22 |
| TX | RA | APPROVED_RES | 2021-01-21 |
| CO | RA | APPROVED | 2019-03-07 |
Branch Locations
555 Rivergate Lane - Suite B1-107, Durango, CO 81301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Durango | CO | 01/2019 | Present |
| Linsco/Private Ledger | Durango | CO | 09/2007 | 01/2019 |
| Red Mountain Financial Partners | Durango | CO | 01/2019 | Present |
| Red Mountain Financial | Durango | CO | 03/2015 | 01/2019 |
Outside of Red Mountain Financial Partners: LPL Financial; Investment-Related; Durango CO; Broker-Dealer; Registered Representative; 01/2019; 60 hours Per month; 60 hours per month during trading hours; Securities Representative. Oustide of LPL Financial: 1. 3/20/2019 - Red Mountain Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - Time Spent 100%. 2. 4/4/2019 - Red Mountain Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/24/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Red Mountain Financial Partners, an independent investment advisor firm. I started this business activity in 04/2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/05/2021 - Houndstooth LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Purchasing a cabin inside an LLC. 4. 11/10/2021 - Cara Flynt LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Brokerage commissions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-28 |
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