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Current Employers
Red Mountain Financial Partners

555 Rivergate Lane - Suite B1-107, Durango, CO 81301 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2025-02-27
AZ RA APPROVED 2022-04-01
NM RA APPROVED 2022-03-23
CA RA APPROVED 2022-03-22
TX RA APPROVED_RES 2021-01-21
CO RA APPROVED 2019-03-07
  • MT RA
    APPROVED
    Since 2025-02-27
  • AZ RA
    APPROVED
    Since 2022-04-01
  • NM RA
    APPROVED
    Since 2022-03-23
  • CA RA
    APPROVED
    Since 2022-03-22
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • CO RA
    APPROVED
    Since 2019-03-07

Branch Locations

555 Rivergate Lane - Suite B1-107, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Durango CO 01/2019 Present
Linsco/Private Ledger Durango CO 09/2007 01/2019
Red Mountain Financial Partners Durango CO 01/2019 Present
Red Mountain Financial Durango CO 03/2015 01/2019
  • 01/2019 → Present
    Lpl Financial Llc
    Durango, CO
  • 09/2007 → 01/2019
    Linsco/Private Ledger
    Durango, CO
  • 01/2019 → Present
    Durango, CO
  • 03/2015 → 01/2019
    Red Mountain Financial
    Durango, CO
Other Businesses

Outside of Red Mountain Financial Partners: LPL Financial; Investment-Related; Durango CO; Broker-Dealer; Registered Representative; 01/2019; 60 hours Per month; 60 hours per month during trading hours; Securities Representative. Oustide of LPL Financial: 1. 3/20/2019 - Red Mountain Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - Time Spent 100%. 2. 4/4/2019 - Red Mountain Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/24/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Red Mountain Financial Partners, an independent investment advisor firm. I started this business activity in 04/2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/05/2021 - Houndstooth LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Purchasing a cabin inside an LLC. 4. 11/10/2021 - Cara Flynt LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Brokerage commissions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-28
  • S66 Uniform Combined State Law Examination
    2009-07-28
Other Names
  • Cara Anne Tankersley

View on SEC IAPD

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