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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-02 |
| AL | RA | APPROVED | 2012-10-04 |
Branch Locations
50 N Section St, Fairhope, AL 36532 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
2535 Us Hwy 98, Daphne, AL 36526 • United States
1617 Gulf Shores Pkwy, Gulf Shores, AL 36542 • United States
700 S Mckenzie St, Foley, AL 36535 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jacksonville | FL | 09/2009 | 11/2016 |
| Wachovia Bank, N.A. | Jacksonville | FL | 07/2009 | Present |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; DAPHNE, AL; CO-OWNER; START DATE 9/10/2015; 2 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, FAIRHOPE, AL, 100% OWNERSHIP WITH SPOUSE, START 7/2/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. BENEFICIARY FOR UNCLE; INV RELATED;FAIRHOPE,AL; BENEFICIARY; START DATE: 04/16/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-17 |
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