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Chris M Poppa

Fifth Third Securities, Inc.

West Chester, OH

Middletown, OH

West Chester, OH

West Chester, OH

Liberty Township, OH

CRD 5689626

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-07-31
  • OH RA
    APPROVED
    Since 2020-07-31

Branch Locations

8584 Princeton-Glendale Rd., West Chester, OH 45069 • United States

7300 Yankee Rd., Middletown, OH 45044 • United States

8000 Princeton Glendale Rd, West Chester, OH 45069 • United States

8975 Lakota Drive West, West Chester, OH 45069 • United States

5250 Newtown Drive, Liberty Township, OH 45011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Dayton OH 07/2018 Present
Burcheyes Houston TX 01/2018 07/2018
Evolution Foods Sarasota FL 11/2017 01/2018
Options Medical Gainesville FL 01/2016 11/2016
Real Fitness Sarasota Sarasota FL 01/2012 01/2018
Fifth Third Securities Dayton OH 01/2020 Present
  • 07/2018 → Present
    Fifth Third Bank
    Dayton, OH
  • 01/2018 → 07/2018
    Burcheyes
    Houston, TX
  • 11/2017 → 01/2018
    Evolution Foods
    Sarasota, FL
  • 01/2016 → 11/2016
    Options Medical
    Gainesville, FL
  • 01/2012 → 01/2018
    Real Fitness Sarasota
    Sarasota, FL
  • 01/2020 → Present
    Fifth Third Securities
    Dayton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-06
S63 Uniform Securities Agent State Law Examination 2020-06-22
  • S65 Uniform Investment Adviser Law Examination
    2020-08-06
  • S63 Uniform Securities Agent State Law Examination
    2020-06-22
Other Names
  • Christopher Michael Poppa

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
SOUTHLAND EQUITY PARTNERS, LLC.
HORNOR, TOWNSEND & KENT, LLC

Nearby Investors

TRACY DONALD JONES
THOMAS DAVID EBNER
ROBERT MICHAEL LESHNAK

Nearby Offices

OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH

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